Responsive image
Article On the Criminal Law Risks: An Overview of the Issue
Authors
ANATOLII MUZYKA

Doctor of Law, Professor, Corresponding Member of the National Academy of Legal Sciences of Ukraine, Honored Worker of Science and Technology of Ukraine (Kyiv, Ukraine) ORCID ID: https://orcid.org/0000-0002-7822-5889 Researcher ID: http://www.researcherid.com/rid/E-1499-2019 muzyka.kyiv.ua@gmail.com

 

Name of magazine Legal journal «Law of Ukraine» (Ukrainian version)
Issue 2 / 2020
Pages 97 - 118
Annotation

The issue of risks as a social phenomenon is nothing new for any State, society, science or area of practical activity. However, this issue has not received sufficient attention in national legal science, and in the context of criminal law doctrine it is still waiting for its researchers. Here, we do not take into account the works focused on a known circumstance which excludes the criminal nature of an act (article 42 of the Criminal Code of Ukraine). Criminal law risks as the subject matter of the initiated research have multiple vectors and a different scale which necessitates a different content and level of cognition of risks as a systemic phenomenon in criminal law (legislation and doctrine), investigative and court practice. This article aims at forming a general idea of criminal law risks. The concept that any criminal law norm can exist at the level of legislation and law application is substantiated. It is expedient to single out criminal law risks in a broad and narrow sense. In a broad sense, there are risks: 1) both those generated by criminal law and those arising through legal regulation (or lack thereof), in particular, within criminal procedure, criminal executive and operative-investigative relationships (or vice versa – generated in particular by the adoption / repeal of, for example, criminal procedural or criminal executive law); it is also a matter of legal regulation, not necessarily by law, but also by other normative legal acts, sometimes – untimely adoption, or lack of attention or improper reaction of the subject of the rulemaking, in case of an obvious need to regulate certain social relationships; 2) risks arising in the field of legal practice – the application (or non-application) of rules, in particular, criminal law and criminal process, criminal executive law, administrative law and process, tax law, as well as in the field of operative-investigative activities.Risks in the narrow sense are those created solely by criminal law (related to its adoption, repeal, amendment), or (and) its application (non-application) in practice. The content of such risks does not cover the analysis and consideration of the impact, as a risk factor, of the relevant criminal law on the legal relationships mentioned above. Criminal law risks in a broad sense (if they, at least to some extent, are associated with relations under criminal law) are covered by other type of risks to a certain degree; their diversity reflects and elaborates the specifics with which criminal law risks are manifested. This refers, for example, to interpretative risks (legal, judicial, doctrinal), corruption risks, criminal procedure, criminalistic and correctional risks, as well as risks present in operational search and customs activities, and political risks. However, it should be borne in mind that all types of risks (including criminal law risks) do not exist in their pure form. Their independence is relative. Obviously, there are reasons to recognize global criminal law risks as a special type of risks in criminal law (and international criminal law risks may be distinguished next to them). According to the author, criminal law risks are a person’s perceived, in the face of uncertainty, the probability of danger (the occurrence of undesirable, in particular, socially dangerous consequences in the sphere of criminal relationships) in the case of making or refusal to make the appropriate decision to achieve a socially beneficial outcome. The article provides an illustration of a specific manifestation of criminal law risks at the legislative level, and outlines the perspective development of cognition of the issue of criminal law risks. KEYWORDS: risks; society of legal risks; legal risks; criminal law risks; criminal procedure risks; correctional risks; global criminal law risks.

 

Keywords misdemeanor; criminal offense; crime; procedure for pre-trial investigation of misdemeanors; procedure for trial of misdemeanors
References

Bibliography

Authored books

1. Albrecht H-Jo, Criminal preventive risk assessment in the law-making procedure (Freiburg i. Br.: ed Iuscrim 2002) (in Ehglish).

2. Arjamov A, Obshhaja teorija riska (juridicheskij, jekonomicheskij i psihologicheskij analiz) [General Risk Theory (Legal, Economic, and Psychological Analysis)] (Rossijskaja akademija pravosudija 2009) (in Russian).

3. Buromens’kij M ta іnshі, Korupcіjnі riziki v krimіnal’nomu procesі ta sudovіj sistemі [Corruption Risks in Criminal Process and in the Court System] (2009) (in Ukrainian).

4. Grinberg M, Problema proizvodstvennogo riska v ugolovnom prave [The Issue of Occupational Risk in Criminal Law] (Gosjurizdat 1963) (in Russian).

5. Horokh O, Suchasni kryminalno-pravovi problemy zvilnennia vid pokarannia ta yoho vidbuvannia [Modern Criminal Law Issues Relating to Release from Punishment and Its Serving] (Dakor 2019) (in Ukrainian).

6. Hrynenko I ta D Prokof’ieva-Ianchylenko ta B Sokrut, Otsinka zahrozy orhanizovanoi zlochynnosti v Ukraini za 2015 rik (SOCTA/Ukraina–2015) [Assessment of Organized Crime Threat in Ukraine for 2015 (SOCTA/Ukraine-2015)] (VAITE 2015) (in Ukrainian).

7. Hrynenko I ta inshi, Metodolohiia otsiniuvannia ryzykiv ta zahroz orhanizovanoi zlochynnosti v Ukraini [Methodology for Assessing Risks and Threats of Organized Crime in Ukraine] (Atika 2012) (in Ukrainian).

8. Hrynenko I ta inshi, Ryzyky ta zahrozy orhanizovanoi zlochynnosti v Ukraini: stan ta perspektyvy [Risks and Threats of Organized Crime in Ukraine: Current Situation and Prospects] (VAITE 2014) (in Ukrainian).

9. Hrynenko I ta Prokof’ieva-Ianchylenko D ta Sokrut B, Prava liudyny ta upravlinnia ryzykamy orhanizovanoi zlochynnosti [Human Rights and Management of Organized Crime Risks] (VAITE 2016) (in Ukrainian).

10. Hrynenko I, Upravlinnia ryzykamy orhanizovanoi zlochynnosti v Ukraini [Management of Organized Crime Risks in Ukraine] (2013) (in Ukrainian).

11. Kachynskyi A, Bezpeka, zahrozy i ryzyk: naukovi kontseptsii ta matematychni metody [Security, Threats and Risk: Scientific Concepts and Mathematical Methods] (2003) (in Ukrainian).

12. Lysenko V ta inshi, Vyznachennia koruptsiinykh ryzykiv ta zapobihannia yim u diialnosti orhaniv DPS Ukrainy: problemy teorii ta praktyky [Corruption Risks Identification and Prevention in the Activities of the State Tax Service Bodies of Ukraine: Issues of Theory and Practice] (Alerta 2010) (in Ukrainian).

13. Ojgenziht V, Problema riska v grazhdanskom prave. Chast’ Obshhaja [The Issue of Risk in Civil Law. General Part] (1972) (in Russian).

14. Ojgenziht V, Volja i voleiz’javlenie (Ocherki teorii, filosofii i psihologii prava) [Will and Expression of Will (Essays on the Theory, Philosophy, and Psychology of Law)] (Donish 1983) (in Russian).

15. Petrov A i Shafirov V, Predmetnaja ierarhija normativnyh pravovyh aktov [Subject Hierarchy of Regulatory Legal Acts] (Prospekt 2014) (in Russian).

16. Shuster S, Svoboda slova protiv straha i unizhenija. Social’nyj jeksperiment v prjamom jefire i pervaja karta jemocij Ukrainy [Freedom of Speech Against Fear and Humiliation. Social Experiment Live and the First Emotions Map of Ukraine] (Brajt Star Pablishing 2018) (in Russian).

17. Zhalinskij A, Ugolovnoe pravo v ozhidanii peremen: teoretiko-instrumental’nyj analiz [Criminal Law in Anticipation of Changes: Theoretical and Instrumental Analysis] (2009) (in Russian).

 

Edited and translated books

18. Anomalii v tsyvilnomu pravi Ukrainy: navchalno-praktychnui posibnyk [Anomalies in Civil Law of Ukraine: Study and Training Guide] (Maidanyk R vidp. red., Yustinian 2007) (in Ukrainian).

19. Bek U, Obshhestvo riska. Na puti k drugomu modernu [Risk Society. On the Way to AnotherModern] (Sedel’nik V i Fedorova N per s nem, Progress-Tradicija 2000) (in Russian).

20. Berezhniuk I (zah red), Upravlinnia ryzykamy v mytnii spravi: zarubizhnyi dosvid ta vitchyzniana praktyka [Management of Customs Risks: Foreign Experience and National Practice] (PP Melnyk A A 2014) (in Ukrainian).

21. Dudorov O, ‘Problemy zvilnennia vid kryminalnoi vidpovidalnosti u zv’iazku z prymyrenniam vynnoho z poterpilym u konteksti KPK Ukrainy 2012 r.’ [‘Issues of Release from Criminal Liability in Connection with Perpetrator and Victim Reconciliation in the Context of the Criminal Procedure Code of Ukraine of 2012’] vDudorov O, Kryminalne pravo: teoriia i praktyka (vybrani pratsi) [Criminal Law: Theory and Practice (Selected Works)] (Vaite 2017) (in Ukrainian).

22. Muzyka A, ‘Kryminalno-pravovi ryzyky: postanovka naukovoi problemy’ [‘Criminal Law Risks: Research Issue Statement] v 10 rokiv chynnosti Kryminalnoho kodeksu Ukrainy: problemy zastosuvannia, udoskonalennia ta podalshoi harmonizatsii iz zakonodavstvom yevropeiskykh krain: materialy mizhnar. nauk.-prakt. konf., 13–14 zhovtnia 2011 r. [Criminal Code of Ukraine in Force for 10 Years: Issues of Application, Improvement and Further Harmonization with Legislation of European Countries: Materials of International Scientific and Practical Conference, October 13–14, 2011’] (Tatsii V holov red, Borysov V zast holov red, Pravo 2011) (in Ukrainian).

 

Dictionaries

23. Slovnyk ukrainskoi movy [Dictionary of the Ukrainian Language], t 3 (Bilodid I red, Naukova dumka 1972) (in Ukrainian).

24. Slovnyk ukrainskoi movy [Dictionary of the Ukrainian Language], t 8 (Bilodid I red, Naukova dumka 1977) (in Ukrainian).

25. Slovnyk ukrainskoi movy [Dictionary of the Ukrainian Language], t 6 (Bilodid I red, Naukova dumka 1975) (in Ukrainian).

 

Journal articles

26. Azarov D, ‘Kryminalna ta administratyvno-deliktna vidpovidalnist’ [‘Criminal and Administrative Delict Liability’] (2018) 2 Naukovi zapysky NaUKMA. Yurydychni nauky 99–109 (in Ukrainian).

27. Horokh O, ‘Chy ye zakonnym zvilnennia vid pokarannia z pidstav, ne peredbachenykh Kryminalnym kodeksom Ukrainy?’ [Is it Legal to Exempt from Punishment for Reasons not Provided for in the Criminal Code of Ukraine? ‘] (2016) 4 Nauka i pravookhorona 163–8.

28. Ivanov O, ‘Global’nye riski i tendencii sovremennogo mira’ [‘Global Risks and Trends in the Modern World’] (2017) 1 JeTAP: jekonomicheskaja teorija, analiz, praktika 7–20 (in Russian). 29. Luman N, ‘Ponjatie riska’ [‘The Concept of Risk’] (1994) 5 THESIS 139–155 (in Russian). 30. Ziber Ul’rih, ‘Granicy ugolovnogo prava. Osnovnye polozhenija i prizyvy novoj issledovatel’skoj ugolovno-pravovoj programmy Instituta zarubezhnogo i mezhdunarodnogo prava im. Maksa Plank’ [‘Boundaries of Criminal Law. Main Provisions and Appeals of the New Research Criminal Law Program of the Max Planck Institute for Foreign and International Law’] [2009] 1(16) Kriminologija: vchera, segodnja, zavtra 15–78 (in Russian).

 

Theses

31. Aleksandrov D, ‘Interpretacionnyj risk v juridicheskoj dejatel’nosti i pravorealizujushhej praktike’ [‘Interpretative Risk in Legal Activity and Law Implementation Practice’] (avtoref dis kand jurid nauk, 2007) (in Russian).

32. Bezzubov D, ‘Iurydychnyi ryzyk pry zastosuvanni prymusu v sluzhbovo-boiovii diialnosti orhaniv vnutrishnikh sprav Ukrainy’ [‘Legal Risk in Case of Using Coercion in the Service and Combat Activities of the Internal Affairs Bodies of Ukraine’] (avtoref dys kand yuryd nauk, 2010) (in Ukrainian).

33. Djatlov Ju, ‘Pravorealizujushhij risk (problemy teorii i praktiki)’ [‘Law Implementation Risk (Issues of Theory and Practice)’] (avtoref dis kand jurid nauk, 2006) (in Russian).

34. Frolov M, ‘Pravovi aspekty ekolohichnoho ryzyku’ [‘Legal Aspects of Environmental Risk’] (avtoref dys kand yuryd nauk, 2001) (in Ukrainian).

35. Koreneva M, ‘Administratyvno-pravovyi mekhanizm znyzhennia yurydychnykh ryzykiv v zakhodakh prymusu orhaniv vykonavchoi vlady Ukrainy’ [‘Administrative Law Mechanism for Mitigating Legal Risks in Coercion Measures of the Executive Authorities of Ukraine’] (avtoref dys kand yuryd nauk, 2017) (in Ukrainian).

36. Krjuchkov R, ‘Risk v prave: genezis, ponjatie i upravlenie’ [‘Risk in Law: Genesis, Concept and Management’] (avtofef dis kand jurid nauk, 2011) (in Russian).

37. Malysheva I, ‘Zakonotvorcheskij risk: ponjatie, vidy, determinacija’ [‘Law-Making Risk: Concept, Types, and Determination’] (avtoref dis kand jurid nauk, 2007) (in Russian).

38. Mamchun V, ‘Pravoprimenitel’nyj risk’ [‘Law Application Risk’] (avtoref dis kand jurid nauk, 1999) (in Russian).

39. Ozerov I, ‘Kategorija riska v operativno-rozysknoj dejatel’nosti’ [Risk Category in Operational Search Activities’] (avtoref dis kand jurid nauk, 2001) (in Russian).

40. Tjuljakov D, ‘Riski i mery zashhity v mehanizme pravovogo regulirovanija: obshheteoreticheskij aspekt’ [‘Risks and Protection Measures in the Mechanism of Legal Regulation: General Theoretical Aspect’] (avtoref dis kand jurid nauk, 2018) (in Russian).

 

Websites

41. Brandon Garrett L, ‘Federal Criminal Risk Assessment’ <http://cardozolawreview.com/ federal-criminal-risk-assessment/> (accessed: 13.02.2020) (in English).

42. ‘Compliance. English Oxford Dictionaries Online’ <https://en.oxforddictionaries.com/ definition/compliance> (accessed: 08.03.2020) (in English).

43. ‘Compliance. Cambridge Dictionary Online’ <https://dictionary.cambridge.org/ dictionary/english/compliance> (accessed:08.03.2020) (in English).

44. ‘Vysnovok amicus curiae, pidhotovlenyi Inhridoiu Danielienie, Dmytrom Kotliarom, Klemensom Miullerom, a takozh Deiniusom Zhalimasom ta Nonoiu Tsotsoriia ta nadanyi zghidno z chastynoiu 3 statti 69 Zakonu Ukrainy “Pro Konstytutsiinyi Sud Ukrainy” pro konstytutsiine podannia (№ 1/12-2017 vid 12 hrudnia 2017 r.) shchodo vidpovidnosti Konstytutsii Ukrainy statti 368-2 Kryminalnoho kodeksu Ukrainy [Opinion of amicus curiae, prepared by Ingrid Danelene, Dmitry Kotlyar, Klemens Müller, as well as Deinus Zhalimas and Nona Tsotsoria and submitted in accordance with Article 69, paragraph 3 of the Law of Ukraine “On the Constitutional Court of Ukraine” on constitutional submission (No. 1/12-2017 2017) on the conformity of the Constitution of Ukraine with Article 368-2 of the Criminal Code of Ukraine’] <https://euaci.eu/assets/userfiles/ resources/AMICUS%20CURIAE%20BRIEF_very%20final%20Ukr.pdf> (accessed: 21.01.2020) (in Ukrainian).

45. ‘Zatverdzheno Metodychni rekomendatsii otsinky ryzykiv vchynennia povtornoho kryminalnoho pravoporushennia nepovnolitnimy pravoporushnykamy’ [‘Approved Methodological Recommendations for Assessing the Risk of Re-Offending by Minor Offenders’] (Probatsiia Ukrainy, 20.12.2018) <http://www.probation.gov.ua/?p=2308> (accessed: 21.01.2020) (in Ukrainian).

46. Ivanov O, ‘Globalnyie riski i tendentsii sovremennogo mira’ [‘Global Risks and Trends of the Modern World’] <https://cyberleninka.ru/article/n/globalnye-riski-i-tendentsiisovremennogomira> (accessed: 27.04.2019) (in Russian).

 47. Sydorenko D, ‘Komplaiens: why do we need it? <https://yur-gazeta.com/publications/ practice/inshe/komplaens-why-do-we-need-it.html> (accessed: 07.03.2020) (in Ukrainian).

 

Electronic version Download